Implementation Process

Step 1: Investigation

  • Determine employee interest
  • Contact the Investment Capital Branch
  • Review the Forms and Sample Plans
  • Consult your professional advisors

Step 2: Implementation

  • Work with Investment Capital Branch staff to register your ESOP plan and guide you through the process
  • Review the ESOP Plan with your professional advisors

Step 3: Share Offering

Step 4: Annual Reporting

  • Prepare and deliver financial statements to the employee shareholders
  • Complete the Annual Return (PDF, 141 KB) and forward to the Investment Capital Branch
  • Hold an annual shareholder meeting and distribute a report to shareholders